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Tracheal Agenesis - Challenges of Absent Windpipes

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Tracheal agenesis is an uncommon genetic disorder characterized by incomplete tracheal development or complete absence of trachea or windpipe.

Written by

Dr. Ruchika Raj

Medically reviewed by

Dr. Akshay. B. K.

Published At November 3, 2023
Reviewed AtNovember 3, 2023

Introduction

Tracheal agenesis (failure of development of the windpipe), a rare congenital (inborn) anomaly, represents a complex medical condition characterized by the absence or underdevelopment of the trachea or windpipe, the vital airway that connects the throat to the lungs. This condition poses significant challenges for both diagnosis and treatment due to its rarity and intricate nature. The causes, symptoms, diagnostic techniques, and possible treatment options for tracheal agenesis are discussed in detail in this article.

What Is Tracheal Agenesis?

Tracheal agenesis, also known as tracheal aplasia, is a result of abnormal embryonic development where the trachea fails to form correctly. The trachea, also known as the windpipe, is a crucial component of the respiratory system, providing a pathway for air to flow in and out of the lungs. When this vital structure is absent or severely underdeveloped, it can lead to life-threatening respiratory complications shortly after birth.

What Is the Prevalence of Tracheal Agenesis?

The condition of tracheal agenesis is very rare and accounts for 1 in 50,000 cases in newborns. Males are more commonly affected by tracheal agenesis than females in a ratio of two to one.

How Is Tracheal Agenesis Classified?

Three anatomical subtypes of tracheal agenesis described by Floyd et al. are:

  1. Type I: It presents with agenesis (failure of development) of the proximal part of the windpipe and the presence of tracheoesophageal fistula (internal tissue track) distally.

  2. Type II: It is presented as a complete absence of the windpipe with the presence of normal bifurcation of bronchi. It is one of the rarest forms of tracheal agenesis and mostly occurs in combination with other congenital anomalies (94 percent of cases).

  3. Type III: It is characterized by the presence of two main bronchi, each arising separately from the esophagus.

What Are the Causes and Risk Factors of Tracheal Agenesis?

The exact causes of tracheal agenesis remain largely unknown, but genetic and environmental factors are believed to play a role. Genetic mutations during fetal development can disrupt the formation of the trachea, while certain environmental factors may contribute to the anomaly. However, due to the rarity of the condition, pinpointing specific risk factors has proven challenging.

What Are the Signs and Symptoms of Tracheal Agenesis?

The absence of a functional trachea presents immediate challenges for newborns with tracheal agenesis. Affected infants typically exhibit:

  • Severe breathing difficulties.

  • Cyanosis (bluish skin color due to lack of oxygen).

  • Weak cry.

  • Aphonia (inability to speak or produce sound).

  • Polyhydramnios (excessive amniotic fluid around the baby during pregnancy).

  • Excessive drooling.

The condition can be associated with other congenital abnormalities, further complicating the clinical picture.

What Are Different Congenital Anomalies Associated With Tracheal Agenesis?

Different congenital abnormalities associated with tracheal agenesis are:

  • VACTERL (vertebral defects, anal atresia, cardiovascular defects, esophageal atresia, renal defects, and limb defects).

  • TARCD (tracheal agenesis, radial defects, congenital heart defects, duodenal atresia).

  • Fraser syndrome (associated with genital abnormalities).

  • Ear malformations.

  • Presence of single umbilical artery.

How Can Tracheal Agenesis Be Diagnosed?

Diagnosing tracheal agenesis often occurs prenatally through advanced imaging techniques such as ultrasound (USG) and magnetic resonance imaging (MRI). In some cases, the absence of the trachea can be detected during routine prenatal scans.

After birth, a definitive diagnosis is made through a combination of clinical evaluation, imaging, and specialized tests such as bronchoscopy—a procedure that allows direct visualization of the airway.

What Are the Various Treatment Options for Managing Tracheal Agenesis?

Addressing tracheal agenesis requires a multidisciplinary approach (doctors from different specialties) involving neonatologists, pediatric surgeons, pulmonologists, and other specialists. Immediate intervention is essential to ensure the infant's survival.

Treatment options vary based on the severity of the condition and associated anomalies.

1. Tracheostomy: For cases where the trachea is partially formed, a tracheostomy, a surgical procedure that creates an opening in the neck and inserts a breathing tube directly into the trachea may be performed by the surgeon. This allows the baby to breathe, although it does not reconstruct the missing tracheal segment. Neonate with the absence of a windpipe with severe respiratory problems, stabilization of the cardiopulmonary condition is necessary. Bag-and-mask ventilation and oesophageal intubation are advised in such conditions.

2. Tracheal Reconstruction: In selected cases, surgical intervention can involve the reconstruction of the missing tracheal segment using tissue grafts or synthetic materials. This intricate procedure aims to restore a functional airway, but success rates can vary due to the complexity of the surgery.

3. Lung Transplant: In severe cases with associated lung abnormalities, a lung transplant may be considered a last resort. However, this option is highly complex and comes with significant risks.

4. Tracheal Transplant: Tracheal replacement is one of the complex surgeries that is performed by the surgeon using a decellularized human tracheal allograft. Narrowing of the trachea (tracheal stenosis) is one of the known complications associated with tracheal transplant surgery.

5. Advanced Therapies: Tissue engineering using three-dimensional (3D) printing and regenerative medicine are current trending techniques for total tracheal replacement. Various biodegradable materials like polylactic acid, polyglycolic acid, and polycaprolactone (PCL) are used in 3D printing techniques as they have similar strength to that of tracheal cartilage.

What Is the Survival Rate of Newborns With Tracheal Agenesis?

Survival rates for infants with tracheal agenesis have improved over the years due to advancements in medical technology and surgical techniques. However, the road to recovery can be long and arduous. Many children will require ongoing medical care, including monitoring of respiratory function, managing potential complications, and addressing associated conditions.

Conclusion

Tracheal agenesis presents a complex challenge for medical professionals due to its rarity and the life-threatening nature of the condition. Advances in prenatal imaging, surgical techniques, and multidisciplinary care have improved outcomes for affected infants, though challenges still persist. Continued research into the genetic and environmental factors contributing to this condition is crucial for better understanding, early diagnosis, and enhanced treatment strategies for the prompt intervention and management of tracheal agenesis. As medical knowledge and technology advance, the hope is that a greater number of infants born with tracheal agenesis can have a chance at a healthier and more fulfilling life.

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Dr. Akshay. B. K.
Dr. Akshay. B. K.

Otolaryngology (E.N.T)

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